SFC Licences of FANG Sai Tai, Jeffrey 方世泰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RO 1 26 February 2019
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 05 October 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 05 October 2018 26 February 2019
Haitong International Securities Company Limited 海通國際證券有限公司
RE 1, 4 18 January 2018 08 August 2018
BOCI Securities Limited 中銀國際證券有限公司
RE 1 11 October 2012 01 November 2017
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司
RE 1 17 May 2011 25 August 2012
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司
RE 1 13 July 2009 01 May 2011
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司
RE 4 13 July 2009 01 May 2011
Brevan Howard (Hong Kong) Limited
RE 4, 5 11 June 2008 13 November 2008
Brevan Howard (Hong Kong) Limited
RE 9 21 September 2007 13 November 2008
HSBC Securities (Asia) Limited
RE 4 12 July 2005 12 November 2005