SFC Licences of KAMIYAMA Naoki
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 20 October 2014 | 04 November 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 20 October 2014 | 04 November 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 26 May 2014 | 27 May 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 26 May 2014 | 27 May 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 12 December 2013 | 12 December 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 12 December 2013 | 12 December 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 16 August 2013 | 16 August 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 16 August 2013 | 16 August 2013 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 12 November 2007 | 19 November 2007 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 18 December 2006 | 25 December 2006 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 19 July 2005 | 25 July 2005 |