SFC Licences of LI Man Wai, Jasmine 李文慧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Julius Baer (Hong Kong) Limited | RE | 4 | 04 January 2010 | 26 November 2010 |
Julius Baer (Hong Kong) Limited | RE | 1 | 04 January 2010 | 26 November 2010 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 13 July 2005 | 12 December 2007 |