SFC Licences of TSE Kenyon King-yung 謝敬勇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RE | 2 | 09 February 2024 | |
UBS Securities Hong Kong Limited | RE | 7 | 19 December 2016 | |
UBS Securities Hong Kong Limited | RE | 1 | 19 December 2016 | |
UBS Securities Hong Kong Limited | RE | 7 | 25 November 2011 | 18 December 2016 |
UBS Securities Hong Kong Limited | RE | 1 | 14 December 2006 | 18 December 2016 |
UBS Securities Asia Limited | RE | 2 | 20 February 2006 | |
UBS Securities Asia Limited | RE | 1 | 12 July 2005 |