SFC Licences of LAI Lai Shuen 黎麗船
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 | RE | 2 | 20 November 2009 | 01 August 2010 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 20 November 2009 | 01 August 2010 |
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 2 | 08 October 2007 | 27 September 2008 |
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 1 | 08 October 2007 | 27 September 2008 |
Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 09 August 2005 | 01 February 2007 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 09 August 2005 | 01 February 2007 |