SFC Licences of CHAN Man Ki, Matthew 陳文基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RO | 4 | 30 April 2019 | |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RO | 1 | 30 April 2019 | |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 14 May 2018 | 30 April 2019 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 14 May 2018 | 30 April 2019 |
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 14 May 2018 | |
Pegasus Fund Managers Limited 東驥基金管理有限公司 | RE | 1 | 16 March 2011 | 01 March 2014 |
Pegasus Fund Managers Limited 東驥基金管理有限公司 | RE | 9 | 24 October 2008 | 01 March 2014 |
Pegasus Fund Managers Limited 東驥基金管理有限公司 | RE | 4 | 24 October 2008 | 01 March 2014 |
Pegasus Fund Managers Limited 東驥基金管理有限公司 | RE | 4 | 06 March 2006 | 13 August 2007 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 24 August 2005 | 21 February 2006 |