SFC Licences of LAU Chun Sing 劉振昇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 24 May 2023 | 18 January 2024 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 24 May 2023 | 18 January 2024 |
Wonder Capital Group Limited 盈達資本有限公司 | RE | 9 | 01 December 2021 | 14 April 2023 |
Wonder Capital Group Limited 盈達資本有限公司 | RE | 4 | 01 December 2021 | 14 April 2023 |
Wonder Capital Group Limited 盈達資本有限公司 | RE | 1 | 01 December 2021 | 14 April 2023 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 31 October 2011 | 21 November 2012 |
Merrill Lynch Far East Limited | RE | 2 | 20 September 2010 | 21 November 2012 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 15 July 2005 | 21 November 2012 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 15 July 2005 | 20 September 2010 |