SFC Licences of CHOU Chuk Nam 周速楠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Haitong International Capital Limited 海通國際資本有限公司 | RO | 6 | 17 December 2015 | |
Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 10 July 2013 | 17 December 2015 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 10 July 2013 | |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 10 July 2013 | |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 15 September 2011 | 17 May 2013 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 13 May 2008 | 17 May 2013 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 6 | 11 April 2008 | 17 May 2013 |
Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 | RE | 6 | 27 June 2007 | 03 April 2008 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 6 | 13 July 2005 | 01 August 2007 |