SFC licenceholder AMF766 KATO Katsuhito 加藤勝仁

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 03 April 2020

Institution Role Licences Start date End date
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 17 June 2014
Nomura Securities (Hong Kong) Limited RE [2] (Dealing in Futures Contracts) 02 February 2010 23 April 2013
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 20 July 2005 18 March 2014
Nomura Futures (Hong Kong) Limited RE [2] (Dealing in Futures Contracts) 20 July 2005 19 February 2010