SFC Licences of TSUI Fook Hong, Stephen 徐福康
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 25 March 2014 | |
Expedition Advisors Limited | RE | 9 | 16 May 2013 | 19 August 2013 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 24 January 2006 | 05 September 2012 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 18 July 2005 | 05 September 2012 |