SFC Licences of LI Li 李莉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RO 6 10 January 2019 22 December 2023
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RO 1 10 January 2019 22 December 2023
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 6 18 October 2018 10 January 2019
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 18 October 2018 10 January 2019
BOSC International Company Limited 上銀國際有限公司 RO 6 25 November 2016 04 October 2018
BOSC International Company Limited 上銀國際有限公司 RO 1 25 November 2016 04 October 2018
BOSC International Company Limited 上銀國際有限公司 RE 6 20 January 2015 25 November 2016
BOSC International Company Limited 上銀國際有限公司 RE 1 20 January 2015 25 November 2016
Crosby Securities Limited 高誠證券有限公司 RE 6 19 September 2013 31 October 2014
Crosby Securities Limited 高誠證券有限公司 RE 1 19 September 2013 31 October 2014
Quam Capital Limited 華富建業企業融資有限公司 RE 6 20 November 2012 01 May 2013
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 6 26 February 2008 26 October 2012
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 1 26 February 2008 26 October 2012
CCB International Capital Limited 建銀國際金融有限公司 RE 6 19 November 2007 23 February 2008
CCB International Capital Limited 建銀國際金融有限公司 RE 1 19 November 2007 23 February 2008
Haitong International Capital Limited 海通國際資本有限公司 RE 6 05 October 2006 30 September 2007
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 21 July 2005 30 September 2007