SFC Licences of GRAHAM Kym Alexander
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 04 March 2015 | 31 August 2018 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 04 March 2015 | 31 August 2018 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 04 March 2015 | 13 July 2016 |
| Instinet Pacific Limited 極訊亞太有限公司 | RO | 7 | 19 December 2013 | 25 February 2015 |
| Instinet Pacific Limited 極訊亞太有限公司 | RO | 4 | 19 December 2013 | 25 February 2015 |
| Instinet Pacific Limited 極訊亞太有限公司 | RO | 1 | 19 December 2013 | 25 February 2015 |
| Instinet Pacific Limited 極訊亞太有限公司 | RE | 7 | 23 August 2005 | 19 December 2013 |
| Instinet Pacific Limited 極訊亞太有限公司 | RE | 4 | 23 August 2005 | 19 December 2013 |
| Instinet Pacific Limited 極訊亞太有限公司 | RE | 1 | 23 August 2005 | 19 December 2013 |