SFC Licences of DUAN Yang 段楊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 4 | 20 October 2010 | 02 June 2011 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 20 October 2010 | 02 June 2011 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 1 | 21 July 2005 | 30 May 2008 |