SFC Licences of WANG Yaqian 王亞謙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 25 May 2012 | 17 July 2017 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 27 November 2009 | 10 March 2010 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 10 November 2008 | 10 March 2010 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 10 November 2008 | 10 March 2010 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 20 July 2005 | 29 September 2008 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 6 | 20 July 2005 | 29 September 2008 |