SFC Licences of MOK Sin Hing, Jennie 莫倩卿

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
OX Financial Securities Limited 小牛金服證券有限公司
RO 1 15 December 2016 30 April 2017
Supreme China Securities Limited 智華證券有限公司
RO 1 10 October 2014 30 June 2016
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司
RE 1 26 September 2012 02 July 2014
Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司
RE 2 26 September 2012 02 July 2014
CMBC Securities Company Limited 民銀證券有限公司
RO 1 14 September 2011 15 September 2012
CMBC International Futures Company Limited 民銀國際期貨有限公司
RO 2 14 September 2011 15 September 2012
CMBC International Futures Company Limited 民銀國際期貨有限公司
RE 2 22 August 2011 14 September 2011
CMBC Securities Company Limited 民銀證券有限公司
RE 1 22 August 2011 14 September 2011
Oriental Wealth Futures Limited 東方滙富期貨有限公司
RO 2 02 August 2011 14 August 2011
Oriental Wealth Securities Limited 東方滙富證券有限公司
RO 1 10 March 2011 14 August 2011
Oriental Wealth Futures Limited 東方滙富期貨有限公司
RE 2 10 August 2009 02 August 2011
Oriental Wealth Securities Limited 東方滙富證券有限公司
RE 1 25 September 2008 10 March 2011
CVP Securities Limited 星火證券有限公司
RE 1, 2 07 September 2005 31 July 2008