SFC Licences of CARLTON Nicholas Edward
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 03 July 2012 | 26 February 2015 |
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 24 April 2012 | 30 June 2012 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 25 July 2005 | 15 August 2007 |