SFC Licences of KELLIE-SMITH Sam Anthony
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 21 November 2014 |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 20 March 2009 | 05 September 2013 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 5 | 25 February 2009 | 21 November 2014 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 25 February 2009 | 21 November 2014 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 25 February 2009 | 05 September 2013 |
Morgan Stanley Hong Kong Futures Limited | RE | 7 | 25 February 2009 | 06 December 2010 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 25 February 2009 | 06 December 2010 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 5 | 16 May 2006 | 25 February 2009 |
Morgan Stanley Hong Kong Securities Limited | RO | 1 | 08 February 2006 | 20 March 2009 |
Morgan Stanley Hong Kong Futures Limited | RO | 7 | 08 February 2006 | 25 February 2009 |
Morgan Stanley Hong Kong Futures Limited | RO | 2 | 08 February 2006 | 25 February 2009 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 7 | 08 February 2006 | 25 February 2009 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 1 | 08 February 2006 | 25 February 2009 |
Morgan Stanley Hong Kong Futures Limited | RE | 7 | 01 August 2005 | 08 February 2006 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 01 August 2005 | 08 February 2006 |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 01 August 2005 | 08 February 2006 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 01 August 2005 | 08 February 2006 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 August 2005 | 08 February 2006 |