SFC Licences of LO Kin Yip, Deric 盧建業

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Ceres Asset Management Limited	RO	9	11 February 2015	01 April 2020
Ceres Asset Management Limited	RE	9	22 January 2015	11 February 2015
China International Capital Limited 中國國際資本有限公司	RO	9	22 October 2014	10 January 2015
China International Capital Limited 中國國際資本有限公司	RO	4	22 October 2014	10 January 2015
China International Capital Limited 中國國際資本有限公司	RE	9	07 August 2013	22 October 2014
China International Capital Limited 中國國際資本有限公司	RE	4	07 August 2013	22 October 2014
Lion Global Financial Limited 獅瀚環球金融有限公司	RE	9	16 May 2011	14 March 2012
Lion Global Financial Limited 獅瀚環球金融有限公司	RE	4	16 May 2011	14 March 2012
Lion Global Financial Limited 獅瀚環球金融有限公司	RE	1	16 May 2011	14 March 2012
Pegasus Fund Managers Limited 東驥基金管理有限公司	RE	1	08 March 2011	01 May 2011
Pegasus Fund Managers Limited 東驥基金管理有限公司	RE	9	09 September 2009	01 May 2011
Pegasus Fund Managers Limited 東驥基金管理有限公司	RE	4	09 September 2009	01 May 2011
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司	RE	1	10 August 2006	01 August 2009
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司	RE	1	23 August 2005	30 June 2006