SFC Licences of CHAN Wayne Holt 陳偉浩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Enhanced Securities Limited 進陞證券有限公司 RO 6 02 March 2020 21 July 2022
Huarong International Asset Management Limited 華融國際資產管理有限公司 RE 9 04 February 2016 07 April 2017
Huarong International Securities Limited 華融國際證券有限公司 RE 4 04 February 2016 07 April 2017
BOCI Asia Limited 中銀國際亞洲有限公司 RE 6 18 November 2010 03 November 2015
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 4 15 June 2007 26 July 2007
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 1 15 June 2007 26 July 2007
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 6 16 May 2007 26 July 2007
Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 RE 6 15 September 2005 22 April 2007