SFC Licences of CHAN Wayne Holt 陳偉浩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Enhanced Securities Limited 進陞證券有限公司 | RO | 6 | 02 March 2020 | 21 July 2022 |
Huarong International Asset Management Limited 華融國際資產管理有限公司 | RE | 9 | 04 February 2016 | 07 April 2017 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 4 | 04 February 2016 | 07 April 2017 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 18 November 2010 | 03 November 2015 |
DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 4 | 15 June 2007 | 26 July 2007 |
DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 1 | 15 June 2007 | 26 July 2007 |
DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 6 | 16 May 2007 | 26 July 2007 |
Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 | RE | 6 | 15 September 2005 | 22 April 2007 |