SFC Licences of CHAU Paul 周弋邦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 | RO | 6 | 15 June 2021 | |
| China PA Securities (Hong Kong) Company Limited 平證證券(香港)有限公司 | RE | 1 | 20 April 2021 | |
| Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 | RE | 6 | 24 March 2021 | 15 June 2021 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RO | 6 | 22 June 2018 | 28 February 2021 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 6 | 15 May 2018 | 22 June 2018 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RO | 6 | 25 March 2014 | 19 April 2018 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 29 July 2010 | 25 March 2014 |
| KPMG Corporate Finance Limited 畢馬威企業財務有限公司 | RO | 6 | 04 November 2008 | 30 June 2010 |
| KPMG Corporate Finance Limited 畢馬威企業財務有限公司 | RE | 6 | 11 April 2006 | 04 November 2008 |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 | RE | 6 | 26 September 2005 | 27 March 2006 |