SFC Licences of GOEL Dinesh

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲(香港)有限公司 RE 9 05 June 2009 11 May 2014
Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲(香港)有限公司 RE 4 03 June 2009 11 May 2014
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 10 October 2008 15 November 2008
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 10 October 2008 15 November 2008
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 10 October 2008 15 November 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 2 25 January 2008 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 1 18 June 2007 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 4 22 July 2005 29 September 2008