SFC Licences of YI Huan 易峘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 08 October 2020 | |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 01 April 2015 | 07 July 2020 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 01 April 2015 | 07 July 2020 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 | RE | 9 | 01 April 2015 | 17 December 2015 |
| Kriya Capital Limited | RE | 9 | 20 June 2013 | 10 March 2015 |
| Keywise Capital Management (HK) Limited 凱思博投資管理(香港)有限公司 | RE | 9 | 25 January 2010 | 31 January 2013 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 01 August 2005 | 23 January 2009 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 01 August 2005 | 23 January 2009 |