SFC Licences of SOO Phaik Lin
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Point72 Hong Kong Limited | RE | 9 | 07 March 2011 | 20 October 2013 |
| UBS Securities Asia Limited | RE | 2 | 01 August 2005 | 29 September 2007 |
| UBS Securities Asia Limited | RE | 1 | 01 August 2005 | 29 September 2007 |