SFC Licences of CHAU Sze Wan, Devan 鄒思韻

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司	RE	3	18 May 2020	08 July 2022
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司	RE	2	22 March 2018	08 July 2022
AXA Investment Managers Chorus Limited	RE	9	12 April 2017	16 February 2022
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司	RE	9	14 September 2015	08 July 2022
AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司	RE	1	14 September 2015	08 July 2022
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務)	RE	9	14 September 2015	11 August 2017
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務)	RE	1	14 September 2015	11 August 2017
Hamon Investment Management Limited	RE	9	11 July 2014	31 July 2015
Hamon Investment Management Limited	RE	4	11 July 2014	31 July 2015
Hamon Asian Advisors Limited	RE	9	11 July 2014	31 July 2015
Hamon Asian Advisors Limited	RE	4	11 July 2014	31 July 2015
Hamon Asset Management Limited	RE	9	11 July 2014	31 July 2015
Hamon Asset Management Limited	RE	4	11 July 2014	31 July 2015
NNIP Hong Kong Limited	RE	9	08 January 2007	05 July 2013
NNIP Hong Kong Limited	RE	4	08 January 2007	05 July 2013
FWD Life Insurance Company (Bermuda) Limited 富衛人壽保險(百慕達)有限公司	RE	9	08 January 2007	07 June 2013
FWD Life Insurance Company (Bermuda) Limited 富衛人壽保險(百慕達)有限公司	RE	4	08 January 2007	31 July 2012
NNIP Hong Kong Limited	RE	1	31 August 2006	05 July 2013
Merrill Lynch (Asia Pacific) Limited	RE	1	28 July 2005	12 August 2006