SFC Licences of HSU Yuan Jen 許元禎
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Hua Nan Securities (HK) Limited 華南永昌證券(香港)有限公司 | RE | 1 | 20 March 2007 | 17 August 2009 |
Merrill Lynch Far East Limited | RE | 1 | 01 August 2005 | 12 October 2006 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 01 August 2005 | 12 October 2006 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 August 2005 | 12 October 2006 |