SFC Licences of SHING Yan 盛欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 | RO | 2 | 13 November 2015 | |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 | RO | 1 | 13 November 2015 | |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 | RE | 2 | 21 March 2011 | 13 November 2015 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 | RE | 1 | 21 March 2011 | 13 November 2015 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 | RE | 3 | 25 May 2007 | 09 March 2011 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 23 March 2006 | 09 March 2011 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 | RE | 1 | 23 March 2006 | 12 April 2010 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 03 February 2006 | 09 March 2011 |
| Shun Loong Futures Limited 順隆期貨有限公司 | RE | 2 | 26 July 2005 | 12 April 2010 |