SFC Licences of LIANG Yuan 梁苑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMBC International Securities Limited 民銀國際證券有限公司 RE 4 03 December 2018 15 June 2020
CMBC International Securities Limited 民銀國際證券有限公司 RE 1 03 December 2018 15 June 2020
CMBC International Futures Company Limited 民銀國際期貨有限公司 RO 2 11 April 2018 15 June 2020
CMBC Securities Company Limited 民銀證券有限公司 RO 4 11 April 2018 15 June 2020
CMBC Securities Company Limited 民銀證券有限公司 RO 1 11 April 2018 15 June 2020
CMBC International Futures Company Limited 民銀國際期貨有限公司 RE 2 09 January 2018 11 April 2018
CMBC Securities Company Limited 民銀證券有限公司 RE 4 09 January 2018 11 April 2018
CMBC Securities Company Limited 民銀證券有限公司 RE 1 09 January 2018 11 April 2018
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 06 October 2009 31 July 2017
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 06 October 2009 31 July 2017
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 10 August 2009 02 October 2009
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 26 June 2009 02 October 2009
Haitong International Research Limited 海通國際研究有限公司 RE 4 14 April 2009 16 June 2009
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 27 February 2006 16 March 2009
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 08 September 2005 16 March 2009
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 08 September 2005 16 March 2009