SFC Licences of WONG Sui Man 黃瑞文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
GAM Hong Kong Limited 環球投資(香港)有限公司 RO 4 18 August 2022
GAM Hong Kong Limited 環球投資(香港)有限公司 RO 1 18 August 2022
GAM Hong Kong Limited 環球投資(香港)有限公司 RE 4 03 February 2021 18 August 2022
GAM Hong Kong Limited 環球投資(香港)有限公司 RE 1 03 February 2021 18 August 2022
Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 RE 9 15 May 2019 31 July 2020
Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 RE 4 15 May 2019 31 July 2020
Nomura Asset Management Hong Kong Limited 野村投資管理香港有限公司 RE 1 15 May 2019 31 July 2020
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 9 23 April 2012 28 April 2019
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 4 23 April 2012 28 April 2019
AllianceBernstein Hong Kong Limited 聯博香港有限公司 RE 1 23 April 2012 28 April 2019
BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 RE 9 02 December 2008 21 March 2012
BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 RE 4 04 November 2008 21 March 2012
BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 RE 1 04 November 2008 21 March 2012
Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 RE 4 28 July 2008 05 August 2008
Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 RE 1 28 July 2008 05 August 2008
AIA Wealth Management Company Limited 友邦財富管理有限公司 RE 4 23 August 2005 01 March 2006