SFC Licences of CHAN Wai Suen 陳偉煊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 9 | 26 September 2014 | 16 March 2015 |
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 4 | 26 September 2014 | 16 March 2015 |
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 1 | 26 September 2014 | 16 March 2015 |
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 9 | 26 September 2014 | 31 December 2014 |
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 4 | 26 September 2014 | 31 December 2014 |
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 1 | 26 September 2014 | 31 December 2014 |
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 29 August 2005 | 20 October 2005 |
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 29 August 2005 | 20 October 2005 |
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 29 August 2005 | 20 October 2005 |