SFC Licences of LO Ka Cheong 盧家昌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 01 March 2020 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2007 | 02 October 2017 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 1 | 18 August 2006 | 10 September 2007 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 1 | 23 August 2005 | 30 June 2006 |