SFC Licences of CHENG Ka Ying 鄭嘉瑩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 06 December 2011 | 07 November 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 13 July 2006 | 07 November 2013 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 30 July 2005 | 10 October 2005 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 30 July 2005 | 10 October 2005 |