SFC Licences of YUAN Joy Fangyue 袁方悅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ApaH Capital Management Limited 上善資本管理有限公司 RE 9 17 February 2021 24 April 2022
HSBC Global Asset Management (Hong Kong) Limited RE 9 15 February 2011 03 March 2020
HSBC Global Asset Management (Hong Kong) Limited RE 5 15 February 2011 03 March 2020
HSBC Global Asset Management (Hong Kong) Limited RE 4 15 February 2011 03 March 2020
Halbis Capital Management (Hong Kong) Limited RE 9 15 February 2011 31 December 2011
Halbis Capital Management (Hong Kong) Limited RE 5 15 February 2011 31 December 2011
Halbis Capital Management (Hong Kong) Limited RE 4 15 February 2011 31 December 2011
Winnington Capital Limited 永靈通金融有限公司 RE 9 13 April 2010 09 September 2010
Winnington Capital Limited 永靈通金融有限公司 RE 5 13 April 2010 09 September 2010
Winnington Capital Limited 永靈通金融有限公司 RE 4 13 April 2010 09 September 2010
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 17 February 2006 05 December 2007
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 4 15 February 2006 05 December 2007
CITIC Frontier China Research Limited 中信投資研究有限公司 RE 4 01 August 2005 09 January 2006