SFC Licences of WU Zhifang 吳志芳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 4 | 04 April 2011 | 13 June 2017 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 28 July 2005 | 21 June 2007 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 28 July 2005 | 21 June 2007 |