SFC Licences of LAM Ming Kai 林明佳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Bonus Eventus Securities Limited 博恩證券有限公司 | RO | 1 | 14 April 2020 | |
Bonus Eventus Securities Limited 博恩證券有限公司 | RE | 1 | 12 September 2016 | 14 April 2020 |
South China Forex Limited 南華外匯有限公司 | RE | 3 | 25 February 2015 | 10 April 2015 |
RE | 9 | 25 February 2015 | 10 April 2015 | |
RE | 4 | 25 February 2015 | 10 April 2015 | |
South China Commodities Limited 南華期貨有限公司 | RE | 2 | 25 February 2015 | 10 April 2015 |
South China Securities Limited 南華證券投資有限公司 | RE | 1 | 25 February 2015 | 10 April 2015 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 3 | 20 February 2006 | 06 January 2015 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 31 October 2005 | 06 January 2015 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 01 September 2005 | 06 January 2015 |
Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 24 August 2005 | 01 September 2005 |