SFC Licences of ROUX-CHABERT Guillaume Jean Charles Marc
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 | RE | 2 | 03 March 2020 | |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 | RE | 1 | 03 March 2020 | |
| SG Asset Finance (Hong Kong) Limited | RE | 1 | 26 February 2010 | 20 May 2010 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 2 | 09 July 2008 | 31 July 2009 |
| SG Asset Finance (Hong Kong) Limited | RE | 2 | 13 September 2005 | 20 May 2010 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 13 September 2005 | 20 May 2010 |