SFC Licences of ARNAUDY Anthony John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| STJ Advisors (Asia) Limited 聖約翰諮詢(亞洲)有限公司 | RO | 6 | 28 July 2016 | 09 November 2016 |
| STJ Advisors (Asia) Limited 聖約翰諮詢(亞洲)有限公司 | RE | 6 | 08 October 2015 | 28 July 2016 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 10 October 2008 | 05 September 2009 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 10 October 2008 | 05 September 2009 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 6 | 01 August 2005 | 29 September 2008 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 01 August 2005 | 29 September 2008 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 | RE | 1 | 01 August 2005 | 29 September 2008 |