SFC Licences of GRAY Christopher
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Zaaba Capital Limited | RE | 9 | 21 August 2018 | 10 May 2021 |
| UBS Securities Hong Kong Limited | RE | 2 | 19 December 2016 | 28 October 2017 |
| UBS Securities Hong Kong Limited | RE | 1 | 19 December 2016 | 28 October 2017 |
| UBS Securities Asia Limited | RE | 2 | 18 March 2016 | 28 October 2017 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 18 March 2016 | 18 December 2016 |
| UBS Securities Hong Kong Limited | RE | 1 | 18 March 2016 | 18 December 2016 |
| UBS Securities Asia Limited | RE | 1 | 01 August 2005 | 28 October 2017 |