SFC Licences of LAU Kwok Kwon 劉國鈞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 5 | 11 February 2022 | |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 11 February 2022 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 11 February 2022 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 11 February 2022 | |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 08 October 2010 | 21 December 2021 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 21 June 2010 | 21 December 2021 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 21 June 2010 | 21 December 2021 |
| Lei Shing Hong Securities Limited 利星行證券有限公司 | RE | 1 | 29 July 2005 | 21 August 2006 |