SFC Licences of GOLDBERG Brian Howard
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 7 | 28 July 2014 | 10 March 2015 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 28 July 2014 | 10 March 2015 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 28 July 2014 | 10 March 2015 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 19 January 2009 | 03 April 2013 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 19 January 2009 | 03 April 2013 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 06 September 2005 | 11 October 2008 |