SFC Licences of CHEN Te Hen Toku
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Riverwest Advisors Limited | RO | 9 | 17 May 2018 | 31 March 2020 |
| Riverwest Advisors Limited | RE | 9 | 12 September 2017 | 17 May 2018 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 20 January 2014 | 29 January 2016 |
| Pine River Capital Management (HK) Limited | RE | 9 | 04 February 2013 | 04 December 2013 |
| Merrill Lynch Far East Limited | RE | 1 | 06 February 2007 | 27 June 2008 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 29 January 2007 | 27 June 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 14 August 2006 | 27 June 2008 |
| AM Squared Limited | RE | 9 | 05 August 2005 | 05 June 2006 |