SFC Licences of LEE Wai Han, Louisa 李慧嫻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 9 | 27 September 2013 | |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 4 | 27 September 2013 | |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 1 | 27 September 2013 | |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 9 | 03 November 2010 | 06 July 2012 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 4 | 03 November 2010 | 06 July 2012 |
| RCM Asia Pacific Limited | RE | 9 | 07 February 2007 | 31 July 2010 |
| RCM Asia Pacific Limited | RE | 4 | 07 February 2007 | 31 July 2010 |
| Allianz Global Investors Hong Kong Limited | RE | 4 | 22 September 2005 | 08 February 2010 |
| Allianz Global Investors Hong Kong Limited | RE | 9 | 22 September 2005 | 08 February 2010 |