SFC Licences of LAM Kwok Kei, Franco 林國基

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Fitch (Hong Kong) Limited 惠譽國際評級有限公司 RE 10 28 August 2019
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 03 January 2011 15 December 2012
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 16 May 2006 12 November 2010
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 4 04 August 2005 29 April 2006