SFC Licences of DU Jian 杜健
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOSC International Asset Management Limited 上銀國際資產管理有限公司 | RO | 9 | 10 February 2023 | 21 August 2023 |
| BOSC International Company Limited 上銀國際有限公司 | RO | 9 | 11 May 2016 | 17 May 2023 |
| Cinda International Asset Management Limited 信達國際資產管理有限公司 | RO | 4 | 19 June 2015 | 03 October 2015 |
| Cinda International Asset Management Limited 信達國際資產管理有限公司 | RO | 9 | 23 April 2015 | 03 October 2015 |
| Cinda International Asset Management Limited 信達國際資產管理有限公司 | RE | 4 | 10 March 2015 | 19 June 2015 |
| Cinda International Asset Management Limited 信達國際資產管理有限公司 | RE | 9 | 10 March 2015 | 23 April 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 22 October 2007 | 13 May 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 05 August 2005 | 13 May 2010 |