SFC Licences of CHANG Moon Suk, John

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Lazarus Asset Management Limited	RO	4	21 March 2023
Lazarus Asset Management Limited	RO	9	13 December 2022
Lazarus Asset Management Limited	RE	9	08 November 2022	13 December 2022
Waton Securities International Limited 華通證券國際有限公司	RO	9	10 February 2022	11 October 2022
Waton Securities International Limited 華通證券國際有限公司	RO	4	10 February 2022	11 October 2022
Waton Securities International Limited 華通證券國際有限公司	RE	1	12 August 2021	11 October 2022
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司	RE	4	17 February 2021	31 July 2021
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司	RE	1	17 February 2021	31 July 2021
Cithara Investment International Limited 信庭投資國際有限公司	RO	9	10 August 2018	30 November 2020
Cithara Investment International Limited 信庭投資國際有限公司	RO	4	10 August 2018	30 November 2020
Cithara Investment International Limited 信庭投資國際有限公司	RE	9	23 July 2018	10 August 2018
Cithara Investment International Limited 信庭投資國際有限公司	RE	4	13 June 2018	10 August 2018
Rothschild & Co Wealth Management Hong Kong Limited	RE	4	09 October 2017	29 January 2018
Rothschild & Co Wealth Management Hong Kong Limited	RE	1	09 October 2017	29 January 2018
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司	RE	4	09 June 2017	21 July 2017
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司	RE	1	09 June 2017	21 July 2017
KGI Asset Management Limited 凱基資產管理有限公司	RO	9	06 May 2016	31 May 2017
KGI Asset Management Limited 凱基資產管理有限公司	RE	4	14 May 2015	31 May 2017
KGI Asia Limited 凱基證券亞洲有限公司	RE	4	14 May 2015	31 May 2017
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	14 May 2015	31 May 2017
KGI Asset Management Limited 凱基資產管理有限公司	RE	9	14 May 2015	06 May 2016
Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司	RE	9	02 January 2015	07 February 2015
Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司	RE	4	02 January 2015	07 February 2015
Hamon Asian Advisors Limited	RE	9	30 September 2014	09 December 2014
Hamon Asset Management Limited	RE	9	30 September 2014	09 December 2014
Hamon Investment Management Limited	RE	9	30 September 2014	09 December 2014
BEA Union Investment Management Limited 東亞聯豐投資管理有限公司	RE	9	21 April 2011	18 June 2014
BTIG Hong Kong Limited	RE	1	06 January 2011	08 April 2011
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司	RE	1	02 April 2007	18 August 2010
Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司	RE	1	08 August 2005	31 March 2007