SFC Licences of KOO Shuk Ching, Joan 古淑貞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Karl-Thomson Securities Company Limited 高信證券有限公司 | RE | 1 | 04 December 2013 | 12 July 2016 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 4 | 01 March 2010 | 10 October 2013 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 | RE | 1 | 01 March 2010 | 31 March 2012 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 | RE | 4 | 09 September 2005 | 01 July 2009 |