SFC Licences of WONG Yin Ha 黃燕霞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Prudential Index Trading Company Limited 信誠期貨有限公司 | RE | 2 | 24 October 2007 | |
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 9 | 28 June 2007 | |
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 07 March 2007 | |
| Broadway Wealth Management Limited 博偉財富管理有限公司 | RE | 9 | 15 December 2006 | 13 February 2007 |
| Broadway Wealth Management Limited 博偉財富管理有限公司 | RE | 4 | 15 December 2006 | 13 February 2007 |
| Christfund Securities Limited 恒豐證券有限公司 | RE | 1 | 26 September 2005 | 14 October 2006 |