SFC Licences of LAW Chui Shan, Clara 羅翠珊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 2 06 September 2018
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 1 16 January 2017
J.P. Morgan Broking (Hong Kong) Limited RE 5 26 September 2011 23 February 2012
J.P. Morgan Broking (Hong Kong) Limited RE 4 26 September 2011 23 February 2012
J.P. Morgan Broking (Hong Kong) Limited RE 5 22 May 2008 06 April 2011
J.P. Morgan Broking (Hong Kong) Limited RE 4 22 May 2008 06 April 2011
J.P. Morgan Broking (Hong Kong) Limited RE 2 22 May 2008 06 April 2011
J.P. Morgan Broking (Hong Kong) Limited RE 1 22 May 2008 06 April 2011
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 5 23 April 2008 23 November 2009
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 4 23 April 2008 23 November 2009
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 2 23 April 2008 23 November 2009
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 1 18 March 2008 23 November 2009
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 08 August 2005 18 February 2008
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 1 08 August 2005 18 February 2008