SFC Licences of CHEUNG Ka Man, Carmen
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 2 | 01 February 2013 | 14 December 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 February 2013 | 14 December 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 February 2013 | 14 December 2013 |
| Funderstone Securities Limited | RE | 1 | 13 December 2012 | 31 January 2013 |
| Funderstone Futures Limited | RE | 2 | 13 December 2012 | 31 January 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 19 October 2011 | 05 March 2012 |
| Merrill Lynch Far East Limited | RE | 2 | 31 August 2010 | 05 March 2012 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 04 May 2007 | 05 March 2012 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 04 May 2007 | 31 August 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 08 August 2005 | 25 March 2006 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 08 August 2005 | 25 March 2006 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 08 August 2005 | 25 March 2006 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 08 August 2005 | 25 March 2006 |