SFC Licences of SO Lok, Vic 蘇諾
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 24 March 2021 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 18 February 2014 | 02 October 2017 |
Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 23 April 2009 | 01 February 2014 |
Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 | RE | 4 | 21 July 2008 | 30 June 2010 |
Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 4 | 13 October 2005 | 01 June 2008 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 26 September 2005 | 30 September 2005 |