SFC Licences of SO Lok, Vic 蘇諾

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 24 March 2021
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 18 February 2014 02 October 2017
Cinda International Securities Limited 信達國際證券有限公司 RE 1 23 April 2009 01 February 2014
Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 RE 4 21 July 2008 30 June 2010
Centaline Wealth Management Limited 中原資產管理有限公司 RE 4 13 October 2005 01 June 2008
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 4 26 September 2005 30 September 2005