SFC Licences of PI Shirley 畢如億
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 21 June 2013 | 05 December 2015 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 22 August 2011 | 05 December 2015 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 22 August 2011 | 31 August 2013 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 22 August 2011 | 31 August 2013 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 15 August 2005 | 11 December 2008 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 15 August 2005 | 11 December 2008 |